Job Description

The Internal Auditor II is responsible for the execution of Internal Audit projects as part of an annual internal audit plan. They interact with the internal audit vendors, other Amerant groups, and external auditors.

Responsibilities:

• Apply regulatory, operational, technology, and financial reporting risks through a review of prior period results, financial results, reliable external information, and industry trends to the area of review.
• Contribute to research, analysis, and problem-solving activities through the use of multiple tools and techniques.
• Support the integration of technology in audits, including comprehensive risk evaluations, data acquisition and extraction, and the use of statistical sampling methods.
• Prioritize and organize tasks based on feedback received.
• Support the execution of audit projects (operational, financial, compliance or technology). 
• Perform effective audit documentation that captures our understanding of the audited processes and technology applications used by business units, including the flow of transactions, identification of risk areas, and mapping controls that mitigate the risks noted.
• Perform testing to support external auditors as needed.
• Execute and document testing of design and operating effectiveness of controls with clear detailed documentation of procedures.
• Use Amerant’s policies and procedures and relevant auditing standards when performing testing procedures, identify potential misstatements and control deficiencies and escalate as appropriate.
• Prepare quarterly reporting for audit metrics and audit findings.
• Support the Internal Audit comprehensive risk assessment process, as needed.
• Collaborate with other supporting functions, including other assurance groups and external auditors, to provide and coordinate solutions to help business lines solve difficulties and improve their overall audit experience.
• Identify process improvements and areas of audit efficiencies as part of Amerant’s continuous improvement environment while performing Audit tasks.

Minimum Work Experience:
3+ years of auditing experience (internal and/or external), preferably in financial services.

Minimum Education and/or Certifications Requirements:
Bachelor’s degree in accounting, business, technology, finance, or related field.

Technical and/or Other Essential Knowledge:
Demonstrative ability to think creatively and be proactive. 
Apply COSO Framework and Internal Audit Professional Standards.
Work as a team member to build solid relationships with the Internal Audit team and multiple business units.
Proficient computer skills, including using Microsoft Word, Excel, and PowerPoint.
Knowledge of AuditBoard, Data Analytics tools, and Power I is a plus.

Job Tags

Similar Jobs