Job Description
Legal and Compliance Manager – San Francisco
Overview
An established investment management firm with over two decades of experience across venture capital, secondaries, co-investments, and direct investments is seeking a Legal and Compliance Manager. This individual will play a key role in supporting the firm's general legal, governance, regulatory compliance, and investment activities.
The Legal and Compliance Manager will report to the Head of Legal and Compliance and collaborate closely with other team members to execute both team-specific and firm-wide objectives.
Key Responsibilities
Investment Support
Manage and track the legal process for investments throughout their full lifecycle, including primary fund commitments, co-investments, and secondary transactions.
Review legal documentation, due diligence, and background checks.
Confirm compliance with fund investment guidelines and restrictions.
Oversee recordkeeping, allocations, and advisory committee responsibilities.
Regulatory & Compliance
Coordinate recurring compliance activities, including restricted securities/blacklist monitoring, outside affiliations reporting, jurisdictional registrations, regulatory filings, AML processes, and fund registrations/maintenance.
Maintain organizational charts and authority matrices.
Support investor-related requests such as DDQs, RFPs, and on-site meetings.
Governance & Fund Legal
Handle governance matters such as GP interests, fund formation and post-formation issues, LP transfers, entity formations/dissolutions, amendments/extensions, and investor side letters.
Operational Legal
Assist business teams with NDAs, service agreements, and other commercial contracts.
Support invoice review and allocation for legal matters.
Respond to ad-hoc legal inquiries from investment and operations teams.
Strategic Contributions
Contribute to firm growth by supporting new business initiatives from a legal/regulatory perspective.
Identify opportunities to enhance efficiency through process improvements and automation.
Collaborate on special projects, compliance reviews, and evolving regulatory requirements.
Qualifications
Bachelor's degree required; JD or Paralegal certification a plus.
Notary Public license a plus.
6+ years of relevant legal/compliance experience, ideally within the financial services industry (Registered Investment Advisor or similar).
Strong knowledge of private investment funds, governance, and regulatory frameworks.
Experience negotiating and organizing commercial contracts.
Proficiency with Microsoft Office Suite, virtual data rooms, and/or agreement management tools.
Personal Attributes
High integrity, sound judgment, and discretion.
Exceptional organizational skills and attention to detail.
Proactive, self-motivated, and adaptable.
Strong collaborator with a team-oriented mindset.
Other Details
Hybrid work schedule: in-office Tuesday through Thursday, remote Monday and Friday.
Ability to work beyond standard business hours when needed.
Candidates will be considered in line with applicable equal opportunity and fair chance regulations.
...Holliswood Center is hiring a Registered Nurse (RN) Supervisor in Hollis, NY for the Evening Shift. Now Offering $5,000 Sign-On Bonus!!! Tuition Reimbursement for Advanced Education! Duties: Complete resident care requirements by scheduling and assigning...
...Investigator Assistant Location: Hybrid 1 - This role requires associates to be in-office 1 - 2 days per week, fostering collaboration and connectivity, while providing flexibility to support productivity and work-life balance. This approach combines structured...
Join to apply for the School Security Worker role at Stamford Public Schools .NOTE: Anticipated Opening with start date of November 3, 2025.General Statement The Security Worker assists in the establishment and maintenance of a positive and safe educational plant and...
...The ability to attend training, nesting at Quaker Lane, Warwick RI office. During nesting, must pass metrics before transitioning to remote. The ability to work from home includes the requirement that high-speed internet be used and must be connected to home router...
...lake managers, agricultural producers, ornamental growers and government agencies. Collaborative engagement for environmental health, combined... ...Affairs to oversee and strengthen our relationships with U.S. federal, state, and local government entities. This newly created role...